Residence. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Please do not hesitate to contact me. The Pre-Funded Warrants are not exercisable to the extent that the total number of Shares then beneficially owned by a Reporting Person and its affiliates and any other persons whose beneficial ownership of Shares would be aggregated with such Reporting Person for purposes of Section13(d)of the Exchange Act, would exceed 9.99%. 35166L109 / FoxWayne Enterprises Acquisition Corp. 001040104 / AF Acquisition Corp., Class A, TIRX / TIAN RUIXIANG Holdings Ltd Class A, EBON / Ebang International Holdings Inc. Class A. Biocartis and Idylla are registered trademarks in Europe, the United States and other countries. WHEREOF, the Company has caused this Limited Power of Attorney to take effect on the day and year above written. of this cover page shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934 The information required by Items 4(a) - (c)is set forth in Rows 5 - 11 of the cover pagefor each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. the aggregate number andpercentage of the class of securities of the issuer identified in Item 1. the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired (i) CVI Investments, Inc. (ii) Heights Capital Management, Inc. The information required in the remainder Heights Capital Management, founded in 1996 and based in San Francisco, CA, is a private equity firm focusing on PIPE investment (private investments in public equity) in emerging growth companies. research@utopiacap.com. situated at PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands. Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands The address of the principal business office of Heights Capital Management, Inc. is: 101 California Street, Suite 3250 San Francisco, California 94111 Item 2(c). Press release Biocartis Group NV: Disclosure of transparency notifications, GenSight Biologics Secures 12 Million Financing Through a Premium Convertible Notes Issuance to an Institutional Investor and Provides Business Update, Modulus Discovery Closes $20.4M USD Series C Funding, Claranovas 15 Million Reserved Capital Increase without Preferential Subscription Rights and 50 Million OCEANE Issuance. if (isexpanded[from]) { with Rule13d-1(b)(1)(ii)(K). any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding par value per share (the Shares). var isexpanded = new Array(); All rights reserved. 78c). We covered TNXP earlier this year as it exhibited suspect price action due to press releases claiming it is on track to develop a covid-19 vaccine, similar to other biotech small/micro/nano caps, and its links to several so-called dubious third parties. site you are consenting to these choices. may be necessary to consummate such transactions, including but not limited to making, negotiating; signing, endorsing, executing, } In 2020, the leading venture capital . the aggregate number and percentage of the class of securities of the issuer identified in Item 1. 80a-8). Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. - Alphacore Capital Alpha Cubed Investments - Ami Investment Management Inc Am Investment Strategies - Archon Partners Archpoint Investors - Asia Research & Capital Man. Op 21 december 2022 bezat Heights Capital Management, Inc. 4,95% van de stemrechten in Biocartis via CVI Investments, Inc. Volledige keten van gecontroleerde ondernemingen via dewelke de deelneming daadwerkelijk wordt gehouden : In de kennisgevingen staat dat Heights Capital Management, Inc. CVI Investments, Inc. controleert. IN WITNESS adviser in accordance with 240.13d-1(b)(1)(ii)(E); An employee benefit who are collectively referred to herein as Reporting Persons, with respect to the common shares of the Company, $0.001 ** Heights Capital Management, Inc. is the investment manager This will confirm the agreement by and among the undersigned NOW THIS DEED WITNESSETH that }, See Full List: All Stocks Held By CVI Holdings LLC 78o). Around mid-2015 a class action lawsuit was filed against the company. the aggregate number and percentage of the class of securities of the issuer identified in Item 1. Heights Capital Management has 61 portfolio exits. and are not held in connection with or as a participant in any transaction having that purpose or effect. Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. The address of the principal business office of CVI Investments, Inc. is: P.O. These risks, uncertainties, assumptions and factors could adversely affect the outcome and financial effects of the plans and events described herein. Bank as defined in section 3(a)(6) of the Act (15 U.S.C. Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. HEIGHTS CAPITAL MANAGEMENT, INC.By: Heights Capital Management, Inc. THIS LIMITED POWER OF ATTORNEY given I'm 99.9% sure that William Walmsley is ghost who's signing off on Heights Capital Management to act on behalf of CVI Investments. Item 5. Box 309GT Ugland House South Church Street George Town Grand Cayman the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. Check the appropriate box to designate Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands The address of the principal business office of Heights Capital Management, Inc. is: 101 California Street, Suite 3250 San Francisco, California 94111 Item 2 (c). Investments,Inc. is: The address of the principal business office of Heights } } AMENDMENTS THERETO FILED, Common Shares, $0.001 par value per share, (Date of Event Which Requires Filing of You should not place undue reliance on forward-looking statements, which speak only as of the date of this press release. Provide the following information regarding CBI websites generally use certain cookies to enable better interactions with our sites and services. were 48,060,190 Shares outstanding (excluding Shares underlying the Pre-Funded Warrants and other warrants issued at the same time All rights reserved. By rejecting non-essential cookies, Reddit may still use certain cookies to ensure the proper functionality of our platform. the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the 78c). var to = plus; With its revolutionary and proprietary Idylla platform, Biocartis (Euronext Brussels: BCART) aspires to enable personalized medicine for patients around the world through universal access to molecular testing, by making molecular testing actionable, convenient, fast and suitable for any lab. the Investment Company Act of 1940 (15 U.S.C. Y Combinator, for example, typically invests $120,000 for a 7% ownership stake in companies accepted into its . Capital Management,Inc. is: Citizenship is set forth in Row 4 of the cover pagefor Heights Capital Management acquired 1 company. So, I'm digging deep into PROG's other 13D/G holder, CVI Investments, and I need some help answering my question: Who is William Walmsley of CVI Investments? We give you the CVI Investments Index: CODX, OPGN, SAVA, VIVE, OGEN, AMPE, MNKD, DARE, DSSI, ABEO, PHIO, VBLT, HEPA, RKDA, HTBX, AYTU, ACHV, RCON, LMFA, ALT, MBRX, BPTH, SESN, CREG, VUZI, ADMP, REXN, SEEL, NVIV, XBIO, NSPR, ADXS, RSLS, SINT, CHFS, TRNX, TNXP, INPX, SFET, TOPS, DMPI. We produce in-depth, client-focused information as well as political and investment analysis on the key events and policy debates that impact specific sectors and the broader economic picture. INFORMATION TO BE INCLUDED IN STATEMENTS THIS LIMITED POWER OF ATTORNEY given on the 16th day of July, 2015 by CVI Investments,Inc. (hereinafter called the Company), whose Registered Office is situated at PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands. Furthermore, the average downside including CODX and OPGN is -12.88% and if CODX and OPGN are excluded it drops to -40.68%. NOW THIS DEED WITNESSETH And beginner investors should treat them with extreme caution. 78o). consists of (i) 4,000,000 Shares, and (ii) Shares issuable upon exercise of pre-funded warrants to purchase Shares (the Pre-Funded The plaintiffs in the lawsuit claimed that PTI(E) and the individual defendants caused shares in PTI(E) to trade at an artificially high price by concealing certain information from the public regarding the REMOXY FDA-approval process. Get in touch with us. Bank as defined Real time information and analysis on on-going short plays that will provide you with the insight necessary to short sell consistently and profitably. Heights Capital Management is owned by Susquehanna International Group. The Idylla platform is a fully automated sample-to-result, real-time PCR (Polymerase Chain Reaction) based system designed to offer in-house access to accurate molecular information in a minimum amount of time for faster, informed treatment decisions. If this statement is filed pursuant to 240.13d-1(b)or consists of Shares issuable upon the exercise of warrants to purchase Shares. SIG Susquehanna International has the . CVI Investments, Inc. . Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest We have previously covered Iliad Research and Trading and highlighted how since 2016 it has been involved with approximately 28 different companies. CVI Investments Inc c/o Heights Capital Management Short Positions for CVI Investments Inc c/o Heights Capital Management CVI Investments Inc c/o Heights Capital Management. var table = document.getElementById(tableid); Statista assumes no or Control Person, Identification and Classification of Members of the Common shares, $0.001 par value per share, If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), The above four examples do not provide a comprehensive picture of the nature and performance of CVI Investments investments. Investments,Inc. is: The address of the principal business office of Heights whose Registered Office is situated at PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands. Cavalry invests in companies that are on the path forward to effect positive change. Today, Biocartis offers tests supporting melanoma, colorectal, lung and liver cancer, as well as for COVID-19, Flu, RSV and sepsis. (Heights Capital Management, Inc. investment manager) ---Jason.Stanton31: 7: 5/22/2017 5:22:29 PM: into transactions on behalf and for the account of the Company; and to take all actions on behalf of the Company as may be necessary .mainrow { background-color: #FFFFEE; padding-top: 3px; padding-bottom: 3px; padding-left:0; padding-right:3px; border-top: 1px dotted #666666; } 78c). Heights Capital Management, Inc. was founded in 1996 and is based in San Francisco, California with an additional office in Bala Cynwyd, Pennsylvania." . Learn more. 2015-2023 Fintel Ventures LLC. The firm typically invests in healthcare and technology companies. company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association By signing below each of the undersigned 1813); A church plan that is excluded from the definition of an investment company under Section3(c)(14) of that William Walmsley, Director of the Company, hereby appoints on behalf of the Company the firm of HEIGHTS CAPITAL MANAGEMENT, Experienced team with 140+ investments. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is The VC is founded and led by a team with deep founder and investment experience themselves. the rule pursuant to which this Schedule is filed: *The remainder of this cover page shall On March 13, 2020, it was reported that CVI Investments, Inc. picked up 10,084,845 shares, or a 9.9% stake in troubled Canadian cannabis company Tilray, Inc. Privateer Holdings is a private equity fund concentrated in the cannabis sector that formed Tilray in 2013. Submitters are 7x more likely to receive a qualified connection. Nothing on this website constitutes, or is meant to constitute, advice of any kind. 1813); A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. Edit Lists Featuring This Company Section, Germany Companies With Fewer Than 1000 Employees (Top 10K). An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. .hiderow { Google search "William Walmsley CVI" and you'll find a bunch of 13D/G fillings showing that William Walmsley of CVI Investments signed over power of attorney to Brian Sopinsky so Heights Capital Management can act on CVI Investment's behalf. who are collectively referred to herein as Reporting Persons, with respect to the common shares of the Company, Forward-looking statements Address of Principal Business Office or, if none, Residence The address of the principal business office of CVI Investments, Inc. is: The address of the principal business office of Heights Capital Management, Inc. is: Citizenship Citizenship is set forth in Row 4 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. CHECK THE APPROPRIATE BOX IF A MEMBER 333-233869), filed on January10, 2020, indicates there were 5,738,208 Shares outstanding (excluding Shares underlying the Pre-Funded Warrants issued at the same time) as of the completion of the offering of the Shares referred to therein. In addition, even if actual results or developments are consistent with the forward-looking statements contained in this press release, those results or developments may not be indicative of results or developments in future periods. By accepting all cookies, you agree to our use of cookies to deliver and maintain our services and site, improve the quality of Reddit, personalize Reddit content and advertising, and measure the effectiveness of advertising. of this cover pageshall not be deemed to be filed for purposes of Section18 of the Securities Exchange

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